Terms & Conditions

This page sets out the terms (Terms) of the use of Wellian Investment Solutions Limited website www.wellian-is.com (Website).  Use of the Website indicates acceptance of the Terms.

This Website is aimed at authorised and regulated financial advisers only, if you are a retail investor please take advice from your financial adviser.

This Website is not intended to be accessed by US Persons. (“US Person” means any person domiciled or ordinarily resident in any part of the USA or who might otherwise be considered a citizen of the USA).  You are not permitted to hold or deal in Funds if you are, or become, a US Person (under Regulation S of the US Securities Act 1933). The fund may also place restrictions as to who can purchase units. For example, US Persons are generally prohibited from purchasing Funds which have not been registered in the US.

The Website and Terms may be changed at any time without prior notice. By accessing the Website you agree to any changes which may have been made. Information on our Website may be out of date at any given time and although reviewed regularly we are not obliged to ensure it is constantly updated.

The website also contains a link, via the ‘Clients’ and ‘Advisers’ login buttons, to AJ Bell Securities who act as third party custodian and administrator to Wellian Investment Solutions Limited. This can only be accessed by clients of Wellian who have been given the appropriate permissions to access data via the AJ Bell Securities website.

Corporate Information

Wellian Investment Solutions Limited is a private limited company registered in England and Wales No. 04280232.

Regulators

Wellian Investment Solutions Limited is authorised and regulated by the Financial Conduct Authority, Firm Reference No. 476896. For further details please go to www.register.fca.org.uk.

Intellectual Property

Wellian Investment Solutions Limited and our logo are registered with the Intellectual Property Office and remain the exclusive property of Wellian Investment Solutions Limited. You are prohibited from using these marks for any purpose without Wellian Investment Solutions Limited's prior written authority.

Wellian Investment Solutions Limited is the owner of all intellectual property rights relating to our original content that we publish on our Website, this includes but is not limited to our factsheets, Wellian Weekly, market updates and reports.  This information is protected by copyright laws and all such rights are reserved.

Liability

The use of the Website is at your own personal risk. We have undertaken all reasonable steps to ensure the completeness, accuracy and availability of the information contained on the Website and information is provided on an “as is” basis. Wellian Investment Solutions Limited also accepts no liability in respect of losses or damages arising out of changes made to the content of this Website by unauthorised third parties.

Website Links and Social Media

You may only link to our Website on the express permission of Wellian Investment Solutions Limited. Please contact  info@wellian-is.com.

Where our Website contains links to other sites and resources provided by third parties, these links are provided for your information only. We have no control over the contents of those sites or resources and accept no responsibility for them or for any loss or damage that may arise from your use of them.  Any reference to a third party link or website cannot be taken to imply any endorsement or validation by us of the content of the said website. Wellian Investment Solutions Limited is not responsible for the privacy practices nor do we accept any liability in connection with the content of such websites.

Our social media pages/channels (i.e. Twitter, LinkedIn, etc.) (“Social Media Sites”) are a place for you to learn more about Wellian Investment Solutions Limited and our general market outlook. Wellian Investment Solutions Limited is not responsible for third party content posted or appearing on Social Media Sites, including but not limited to content and links posted by other users.  Wellian Investment Solutions Limited does not control or endorse nor is it responsible for third party content and makes no representations regarding the accuracy of content, information, opinions or claims shared by other users.

Data Protection

We may need to collect personal information from our clients, underlying clients, employees and/or potential clients to ensure that we are providing the correct information in relation to the services we offer. Such data is collected from employees, clients and suppliers and includes (but is not limited to), name, address, email address, date of birth, identification numbers, private and confidential information, sensitive information and bank details.

We may also be required to collect and use certain types of personal information to comply with the requirements of the law and/or regulations, however we are committed to processing all personal information in accordance with the General Data Protection Regulation (EU) (2016/679) (“GDPR”), UK data protection laws and any other relevant data protection laws and codes of conduct (herein collectively referred to as “the data protection laws”).

Wellian Investment Solutions Limited is registered with The Information Commissioners Office (ICO) which is an independent regulatory office who reports directly to Parliament and whose role it is to uphold information rights in the public interest.

The Company appears on the Data Protection Register with ICO Registration number Z1154320.

The protection of personal data requires that appropriate technical and organisational measures are taken to demonstrate a high level of data protection. We have internal and external data protection policies, which must be adhered to by employees of Wellian Investment Solutions Limited. Our GDPR Policy is available on request.

If you have provided us with consent, Wellian Investment Solutions Limited may, from time to time, send you direct marketing information.  Please inform us if you wish to be unsubscribed from our marketing list.

Custody and Safekeeping

Wellian Investment Solutions Limited only deal with authorised and regulated financial adviser platforms or custodians and as such under FCA CASS rules your client’s assets are held with authorised third party providers and segregated from firm assets.

Risk Warnings

The Website is for information purposes only and does not constitute investment advice; any information is subject to change without notice. The Website does not give investment, tax or other advice and should not be relied upon in making any investment or other decisions. You should obtain all relevant and specific professional advice before making any investment decision.

Our Website may from time to time contain financial promotions. The warnings and terms and conditions on such promotions should be read carefully and must be complied with.

Past performance is not a reliable guide to future performance, the value of investments can go down as well as up and you may not recover the amount of your original investment.

Complaints

Wellian Investment Solutions Limited aim to provide the highest possible standards of service, however if you are not satisfied with any aspect of our service please advise your business development manager or Wellian Investment Solution Limited's Head of Compliance.

On receipt of a complaint, we will acknowledge it promptly.  Your concerns will be investigated independently of the business unit against which the complaint has been raised and, once our investigation has been completed, we will write to you with the outcome.

We will aim to respond to you within 8 weeks of your complaint with the outcome of our investigation. If for any reason, the investigation becomes prolonged then we will send you progress updates.

If you are dissatisfied with the outcome of our investigation and our response, you may be able to refer your complaint to the Financial Ombudsman Service to investigate further free of charge. For further details please go to www.financial-ombudsman.org.uk.

Governance and Risk Management

The Board of Wellian Investment Solutions Limited oversee the governance and risk management structure of the firm. The Board recognises the importance of a strong compliance culture and a robust risk management framework and ensures that appropriate procedures and processes are in place across all aspects of the business.

General

Use of this Website indicates acceptance of the Terms.

If your information changes or you have any comments or questions, please contact us on info@wellian-is.com.

Our Pillar 3 Disclosure is available to read.